Trading Platform Solution

Brokers can now have their own digital securities trading platforms customized with minimal cost and rapid deployment, often within a few weeks, allowing for substantial cost reductions and the exploration of new growth opportunities.

Whale offers tailored solutions to suit your specific needs, ensuring swift integration for a variety of business operations.

Securities Trading Capabilities

Extensive Products & Markets Coverage, Comprehensive Order Trading Capabilities

Connecting To Global Markets

Supporting common trading products in these four markets of Hong Kong, U.S., China Connect and Singapore, including stocks, ETFs, bonds, warrants, CBBCs, inline warrants, US stock options, and OTC stock transactions, etc.

Full Suit Basic Order Types

Covering all basic order types supported by the exchange, such as Auction, Limit, Market Order, and common conditional orders such as Profit Taker and Stop Loss. Moreover, setting GTD/GTC long-term orders and off-market orders outside of trading hours is supported

Professional Trading Strategies

Whale also provides a number of trading strategies, including algorithmic orders like TWAP/VWAP, grid trading, basket orders, etc. to suit the strategic trading demands of professional traders

	Product Features	Standard	Pro
Stock Market	HK Stocks
	HK Stock Grey Market
	China Connect Securities
	US Stocks (*pre-market & after-hours trading included)
	SG Stocks
	Fund	－
	US Stock Options	－	－
	OTC - Stock (global market)
	OTC - Bond	－
	OTC - Others (structured product Included)	－
	US Stock Short Sell	－
Order Type	HK Stock - Standard Order LO, MO, ELO, SLO, AO, ALO, Odd Lot, Manual Trade, Odd Lot Matching, and Batch Cancellation
	China Connect - Standard Order: LO, MO
	US Stock - Standard Order LO, MO, Pre-market & After-hours Trading
	SG Stock - Standard Order LO, MO
	Long-term Order GTD, GTC, FOK, IOC	－
	Conditional Order Trail to Buy, Trail to Sell, Buy if Touch, Sell if Touch	－
	Basket Order	－	－
	Grid Trading	－	－
	Algo Trade (Gensys) TWAP, VWAP	－
Subscription Upgrade	The subscribing products' core features are constantly upgraded and iterated

Whale Front & Middle Office System provides three versions for clients: Standard, Pro, and Advanced

Standard: Basic trading capabilities for US stocks, HK stocks, and A-shares ｜ Pro: Modern securities trading capabilities ｜ Advanced: A partner with capabilities for internet marketing and institutional service

Whale Trade Terminal

Professional Trade Terminal System

Multi-terminal support for Windows, macOS, and Linux. Users can customize the panel widgets, content layout and set different shortcut keys, giving them full keyboard control over their desired operating habits

Professional trading tools covering advanced market data and order types in all markets, as well as real-time margin call monitoring, enable daily market monitoring, order processing, information inquiry, account adjustment, and so on in the front office

	Product Features	Standard
Trade Panel	Standard Features (Market, Individual Stock, Watchlist, Client Profile, Order Placing, Holdings)
Trade Panel	EP Exclusive HKEx Features (Manual Order, Batch Cancellation, Odd Lot Matching)
Trade Management	Trade Import
	Allocation
	Order Approval
Fund Management	Fund Market Data	－
Fund Management	Fund Trade	－
IPO	IPO Details
IPO	IPO Subscription
Risk Control Management	Restrictions
Risk Control Management	Margin Call
Adjustment	Search
Adjustment	Settlement

Whale Middle Office

Convenient Middle Office for Securities Trading

The convenient and efficient account management system employs multiple identity authentication techniques to satisfy the compliance requirements of different countries and regions

Automated KYC process, generating review results immediately

Open an account online in a quick three minutes

Unified asset management and high-performance risk control processing capabilities, with great user experience, fast processing, and 7x24 continuous services

Deposit and withdrawal methods cover major real-time transfers such as bank-securities transfer, as well manual bank deposit and withdrawal

	Product Features	Standard	Pro	Advanced
Client Account Management System	Account Management and KYC review
	Counter Account Opening
	Online Account Opening And Standard Process Customization	－
	Ongoing Monitoring And CDD	－
IPO	HK IPO Information Management
	HK IPO Subscription and Placing
	Margin Channel Config (single channel)
	US IPO Information Management	－
	US IPO Subscription And Placing	－
	Financing Subscription (full amount)	－
	Margin Channel Config (Multi channel)	－	－
	IPO Subscription Channel External Services	－	－
Deposit & Withdrawal / Asset Management	7x24 Services
	Online Transfer
	FPS Transfer
	Cheque
	ATM
	Cash
	Manual Currency Conversion
	Cross Border TT
	eDDA、sDDA	－	1 eDDA supported	2 eDDA supported
	Real Time Bank-Securities Transfer	－	1 Bank-Securities supported	2 Bank-Securities supported
	Bank Statement - Batch Matching	－
	Real-time Currency Conversion	－
	API connection with bank for currency conversion	－
Fund	Fund Product Management	－
	Risk Control Assessment	－
	Manual Adjustment	－
	Fund Subscription/ Redemption System	－
OTC	OTC Product Management
	Risk Control Assessment
	Manual Adjustment
	OTC Product Back-end System	－
Risk Control System	Trading Limit
	Stress Test and Stress Tess Report
	Risk control / Margin Call Monitoring
	Manual Liquidation
	Manual Facility Management, Credit Limit Management
	Index Management HSI, Haircut Management
	Risk Control Parameter Setting Risk control & market monitoring
	Batch Liquidation	－
	Auto-Facility Management, Credit Limit Management	－	－
	Options Risk Control	－	－
	Auto-liquidation	－	－
	Risk Control Group Calculation	－	－
	Margin Call Voice Notification	－	－
	Margin Call - Backtesting	－	－

Whale Back Office

Stable And Efficient Back Office For Securities Trading

The clearing and settlement system has multi-market, multi-investment products, and multi-currency integrated clearing capabilities in combination with operating cards and coupons to meet the flexible business model of brokers

Whale's independent clearing data backup and retracement feature enables accurate one-click clearing of individual markets while the front office is working 7x24

The corporate action system facilitates online automatic processing from advance notice and registration to plan selection and execution, allowing clients to quickly select plans online and ensuring the timely and accurate execution of the corporate action plan

A diverse range of business, regulatory reports, and a flexibly configured accounting system can significantly increase financial and settlement personnel's work efficiency

	Product Features	Standard
Corporate Action	HK Stock Corporate Action
	US Stock Corporate Action
	China Connect A-shares Corporate Action
	Online Coporate Action APP - Dividend Selection	－
	Online Coporate Action APP - Rights Issue	－
	Corporate Action Notification Statement, APP, SMS, Email	－
Accounting MO	Account Attribute
	Ledger Account
	Entry Rule
	Accounting Entry, Subsidiary Ledger
	Accounting Data Source Payment Journal, Bank Statement, Manual Input
	Automatic Bank Balance Inquiry	－
	Automatic Bank Balance Inquiry
Settlement	Basic Billing Management
	Market Management
	Day-end Tasks
	Reconciliation
	Statement Management
	Position Management
	One-click Settlement
	Commission Split
	Tiered Pricing	－
Report	Business Reports
Report	Report Batch Printing
System User Management	Permission Management
	Admin Management
	Role Management
	System Operation Log
	Ticket Flow
Regulation Upgrade	HKEX, SFC Regulatory Changes

Contact Whale to embark on a new mode of cost reduction, efficiency enhancement, and business growth

Going beyond traditional IT vendors, Whale leverages cutting-edge financial technology to provide cost-effective, high-performance, multi-market, and multi-business one-stop flexible customization services.